Notification of Significant Dealings

AFSL Number

AFSL Name

Your full name

How was the advice implemented?

Policy number of the reported significant dealing

The TMD the significant dealing relates to

How the significant dealing was identified

The date on which the significant dealing occurred (if known)

The date range over which the significant dealing occurred (if known)

The number of consumers involved in the significant dealing

The date on which the significant dealing was identified

The nature and circumstances of the significant dealing

Why the significant dealing is not consistent with the TMD?

Was there any consumer harm or detriment as a result?

Please provide details on the consumer harm or detriment

The steps taken (if any) in relation to the significant dealing

Acenda